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Jury Finds Dually Registered Advisory Firm Liable For Fraud

johnNjohnN
in The OT Bullpen
https://www.fa-mag.com/news/jury-finds-dually-registered-advisor-and-owner-liable-for-fraud-54698.html

Jury Finds Dually Registered Advisory Firm Liable For Fraud
MARCH 17, 2020 • TRACEY LONGO
Jurors in New Haven, Conn., federal court this week found that Connecticut-based dually registered investment advisory firm Westport Capital Markets LLC and its owner, Christopher E. McClure, knowingly defrauded their advisory clients by repeatedly purchasing securities that generated significant undisclosed compensation, enriching themselves at their clients' expense.
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