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Wasatch closes some of its funds to third party financial intermediaries

edited March 2021 in Fund Discussions
https://www.sec.gov/Archives/edgar/data/806633/000119312521067244/d146109d497.htm

(see link for funds and symbols)

...This Supplement updates certain information contained in the Wasatch Funds Statement of Additional Information (the “SAI”) for Investor Class and Institutional Class shares dated January 31, 2021. You should retain this Supplement and the SAI for future reference. Additional copies of the SAI may be obtained free of charge by visiting our web site at wasatchglobal.com or calling us at 800.551.1700.

Effective on March 19, 2021, the section “Open/Closed Status of Funds” in the section entitled “General Information and History” on page 3 of the SAI is hereby deleted in its entirety and replaced with the following:

Open/Closed Status of Funds. The Emerging India Fund, Emerging Markets Select Fund, Emerging Markets Small Cap Fund, Frontier Emerging Small Countries Fund, Global Opportunities Fund, Global Select Fund, Global Value Fund, Greater China Fund, International Growth Fund, International Select Fund, Micro Cap Value Fund, and U.S. Treasury Fund are each open to investors.

The Core Growth Fund, International Opportunities Fund, Micro Cap Fund, Small Cap Growth Fund, Small Cap Value Fund and Ultra Growth Fund are each closed to new purchases, except purchases by new or existing shareholders purchasing directly from Wasatch Funds, existing shareholders purchasing through intermediaries, and current and future shareholders purchasing through financial advisors and retirement plans with an established position in the Fund. Fund officers may waive or revise the conditions of a closed fund for an intermediary depending on its ability to systematically apply the conditions.

https://wasatchglobal.com/wasatch-small-cap-value-fund-to-close-to-new-investors/

https://wasatchglobal.com/wasatch-micro-cap-fund-to-close-to-new-investors/


Comments

  • Oh wow. Glad I got in on WAMCX in time. I kept looking at WMICX - another outperformed that is closing.
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