Category Archives: Funds in Registration

August 2014, Funds in Registration

Big 4 Onefund Big 4 Onefund (no, I do not make these names up) will seek long-term capital gain by investing in a changing mixture of ETFs, closed-end funds, business development companies, master limited partnerships and REITs. The fund will be managed by Jim Hagedorn, CFA, Founder, President and CEO of Chicago Partners Investment Group, […]

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July 2014, Funds in Registration

Lazard Global Strategic Equity Portfolio Lazard Global Strategic Equity Portfolio will pursue long-term capital appreciation by investing in a global portfolio of firms with “sustainably high or improving returns and trading at attractive valuations.”  While legally diversified, they expect to hold a fairly small number of charges.  They also maintain the right to go to […]

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June 2014, Funds in Registration

American Beacon AHL Managed Futures Strategy Fund American Beacon AHL Managed Futures Strategy Fund will pursue capital growth. The strategy will be to be use futures, options and forward contracts linked to stock indices, currencies, bonds, interest rates, energy, metals and agricultural products. They’ll invest in areas with positive price momentum and short ones with negative […]

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May 2014, Funds in Registration

Acuitas International Small Cap Fund Acuitas International Small Cap Fund will seek via investing in (duh) international small cap stocks. Small caps range up to $4 billion. The fund will be managed by multiple sub-advisors including Advisory Research, Algert Coldiron Investors, and DePrince, Race & Zollo. The minimum initial investment is $2500. The opening expense ratio […]

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April 2014, Funds in Registration

AR Capital International Real Estate Income Fund AR Capital International Real Estate Income Fund, Advisor shares, will pursue current income with the potential for capital appreciation by investing in income producing securities related to the real estate industry.  “International” actually means “global,” since they expect “at least” 40% non-US and even that will be mostly achieved […]

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March 2014, Funds in Registration

Cozad Small Cap Value Fund Cozad Small Cap Value Fund will seek long term capital appreciation by investing domestic small cap stocks, with an anticipated holding period of 12-18 months. The underlying strategy calls for portfolio rebalancing every three or four months and, if the signals are right, it might “liquidate investment positions and hold […]

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February 2014, Funds in Registration

ActiveShares Large-Cap, Mid-Cap and Multi-Cap Funds ActiveShares Large-Cap, Mid-Cap and Multi-Cap Funds will be a series of actively-managed ETFs advised by the Precidian Funds.  At the moment, their prospectuses are missing information about both expenses and management. AR Capital BDC Income Fund AR Capital BDC Income Fund seeks to provide a high level of income, […]

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January 2014, Funds in Registration

AR Capital BDC Income Fund AR Capital BDC Income Fund will pursue a high level of income, with the potential for capital appreciation.  The plan is to invest in the common and preferred stock or warrants of business development companies that, in its view, are paying attractive rates of distribution and appear capable of sustaining […]

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December 2013, Funds in Registration

American Beacon Global Evolution Frontier Markets Income Fund American Beacon Global Evolution Frontier Markets Income Fund (oh, dear God) will seek income, with capital appreciation as a secondary objective, by investing primarily frontier and emerging market sovereign and quasi-sovereign debt. The fund will be managed by a team from Global Evolution USA, LLC, a subsidiary […]

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November 2013, Funds in Registration

Baird Ultra Short Bond Fund Baird Ultra Short Bond Fund will seek current income consistent with preservation of capital.  .  They intend to invest in US and international government and corporate bonds, asset-backed and mortgage-backed securities and money market instruments.  No more than 10% of the portfolio may be invested in high-yield debt.  They’re willing […]

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